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FINRA Awards for Stefano Ferruggia

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0298311/10/2014Claimant(s): CI USVI
Claimant Lawyers(s): John P. Scordo
Respondent(s): Interactive Brokers
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Susanne J. Hollander, Thomas Roy Spencer, Stefano Ferruggia
Hearing Site: Miami, FL
Checkmark Icon$0
12-0364505/01/2014Claimant(s): Gary Robertson, Griffin Capital(Independence) Investor
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jesse Linebaugh
Arbitrator(s): Jeffrey R. Roth, C. Richard Mancini, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$135,000
11-0182505/25/2012Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ian Kass, Delaney Equity Group Llc, Penson Financial Services.
Respondent Lawyers(s): David R. Chase, Mark Cuccaro
Arbitrator(s): Harvey Alan Blicksilver, Philip L. Manczak, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0

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