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FINRA Awards for John J. Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0238302/22/2016Claimant(s): Terry Nauman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Stephen Mckoy
Respondent Lawyers(s): Stephen Dirk Mckoy
Arbitrator(s): John J. Miller
Hearing Site: Des Moines, IA
Checkmark Icon$144,223
13-0337402/13/2015Claimant(s): Richard Felter, Rosemary Felter Trust
Claimant Lawyers(s): Gail Boliver
Respondent(s): Joseph Russo, National Planning Corporation
Respondent Lawyers(s): Jesse Linebaugh
Arbitrator(s): John J. Miller, Alan B. Fender, Thomas J. Duff
Hearing Site: Des Moines, IA
Checkmark Icon$1,220,600
12-0266312/10/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jeffrey Thomas Kern
Respondent(s): Richelle Caswell
Respondent Lawyers(s): Richelle M. Caswell
Arbitrator(s): Lonnie L. Cunningham, John J. Miller, Ronald G. Bruch
Hearing Site: Kansas City, MO

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