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FINRA Awards for Samuel B. Garber

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0359607/14/2015Claimant(s): Blaylock Beal Van
Claimant Lawyers(s): Eric V Standifer
Respondent(s): Adrienne Archia
Respondent Lawyers(s): Adrienne J. Archia
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL
13-0333702/25/2015Claimant(s): Nicholas Custer, Nicholas R. Custer, IRA
Claimant Lawyers(s): Susan E. Fisher
Respondent(s): Leslie Goldstein, Robert Hart, Sigma Financial Corporation
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL
Checkmark Icon$600
11-0076805/07/2013Claimant(s): Cathy Caire, Robert Caire
Claimant Lawyers(s): John S. Burke
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Miriam Bahcall
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL
Checkmark IconExpungement
08-0035009/08/2008Claimant(s): Patrick Quinn
Claimant Lawyers(s): Patrick J. Quinn
Respondent(s): Stephen Grady, MF Global Inc.
Respondent Lawyers(s): Steven J. Metz
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL

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