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FINRA Awards for MF Global Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0137112/23/2010Claimant(s): MF Global Inc.
Claimant Lawyers(s): John W. Cotton
Respondent(s): Sohan Dua
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): Milton N. Gross, Robert C. Albini, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0055312/09/2009Claimant(s): MF Global Inc.
Claimant Lawyers(s): Philip Tanzar
Respondent(s): Jelle Terpstra, Jelle Terpstra Beheer BV
Respondent Lawyers(s): Jelle Terpstra
Arbitrator(s): Lise Gabrielle Hunter, Ronnie Steinkoler, Lilian M. Leong
Hearing Site: New York, NY
Checkmark Icon$0
08-0035009/08/2008Claimant(s): Patrick Quinn
Claimant Lawyers(s): Patrick J. Quinn
Respondent(s): Stephen Grady, MF Global Inc.
Respondent Lawyers(s): Steven J. Metz
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL

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