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FINRA Awards for Benjamin St. John

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0052002/04/2014Claimant(s): Richard Zimmelman
Claimant Lawyers(s): Richard Zimmelman
Respondent(s): Benjamin St. John, Margret Carswell, Stephen Mandeville, USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Monica I. Salis
Hearing Site: Miami, FL
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