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FINRA Awards for Optionsxpress.

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0186912/01/2017Claimant(s): Optionsxpress.
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Jagdish Agrawal, Sarla Agrawal
Respondent Lawyers(s): Jagdish Agrawal, Sarla Agrawal
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0
11-0302004/10/2013Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Optionsxpress., USAA Investment Management Company
Respondent Lawyers(s): Anthony L. Valenzuela, Theodore C. Schultz
Arbitrator(s): William I. Carmen, Jeffrey L. Frankel, Frank Sanclemente
Hearing Site: Boston, MA
Checkmark Icon$0

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