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FINRA Awards for Jonathan D Berg

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0012407/14/2021Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Thanh Nguyen
Respondent Lawyers(s): Thanh Nguyen
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
Checkmark Icon$0
17-0219907/18/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Lance Shaw
Respondent Lawyers(s): Lance Shaw
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
Checkmark Icon$0
18-0005606/12/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Jared Azriel
Respondent Lawyers(s): Jared Azriel
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
Checkmark Icon$0
17-0186912/01/2017Claimant(s): Optionsxpress.
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Jagdish Agrawal, Sarla Agrawal
Respondent Lawyers(s): Jagdish Agrawal, Sarla Agrawal
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0
16-0129803/13/2017Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Anthony Altieri
Respondent Lawyers(s): Anthony Altieri
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
Stipulated Award

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