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FINRA Awards for Thanh Nguyen

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0012407/14/2021Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Thanh Nguyen
Respondent Lawyers(s): Thanh Nguyen
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
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