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FINRA Awards for Harold Harrison

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0375107/29/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Harold Harrison
Respondent Lawyers(s): Harold Walter Harrison
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ

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