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FINRA Awards for Brian Lombardi

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0140104/21/2022Claimant(s): Brian Lombardi
Claimant Lawyers(s): Joshua Bautz
Respondent(s): GunnAllen Financial, Aegis Capital Corp.
Respondent Lawyers(s): Kevin Daniels, Kevin Meade
Arbitrator(s): Marc S. Dobin, Howard Bernstein, Mark A Bilawsky
Hearing Site: Boca Raton, FL
18-0405409/06/2019Claimant(s): Brian Lombardi
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): IAA Financial
Respondent Lawyers(s): David Weinberger
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL

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