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FINRA Awards for Dennis Jay Capriglione

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0209210/19/2012Claimant(s): BOSC.
Claimant Lawyers(s): Erica Anne Dorwart
Respondent(s): Barry Kellerman
Respondent Lawyers(s): Barry Kellerman
Arbitrator(s): John Fox Arnold, Dennis Jay Capriglione, Raymond Przybylowski
Hearing Site: Little Rock, AR
08-0052511/06/2008Claimant(s): Josef Westkamp
Claimant Lawyers(s): Werner A. Meier
Respondent(s): Huntleigh Securities Corporation
Respondent Lawyers(s): David B. Helms
Arbitrator(s): R. Phillip Reed, Dennis Jay Capriglione, Alan A. Sachs
Hearing Site: St. Louis, MO
Checkmark IconDismissed by Rule 12206

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