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FINRA Awards for Huntleigh Securities Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0293603/05/2020Claimant(s): Cynthia Burch
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Huntleigh Securities Corporation
Respondent Lawyers(s): Patrick Watts
Arbitrator(s): Philip J. Glick, William M. Azkoul, Sheldon Weinhaus
Hearing Site: St. Louis, MO
Checkmark Icon$750,000
13-0357811/25/2014Claimant(s): Paul Zachritz
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Huntleigh Securities Corporation
Respondent Lawyers(s): Byron E. Francis
Arbitrator(s): Michael L. Lyons, Alan A. Sachs, Sheldon Weinhaus
Hearing Site: St. Louis, MO
Checkmark Icon$0
10-0580501/26/2012Claimant(s): David Nester, Nester and Constance, PC, Nester and Constance PC Defined Benefit
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Huntleigh Securities Corporation
Respondent Lawyers(s): Patrick A. Watts
Arbitrator(s): Leah A. Murray, Albert J. Haller, Janet M. Thompson
Hearing Site: St. Louis, MO
Checkmark Icon$0
08-0052511/06/2008Claimant(s): Josef Westkamp
Claimant Lawyers(s): Werner A. Meier
Respondent(s): Huntleigh Securities Corporation
Respondent Lawyers(s): David B. Helms
Arbitrator(s): R. Phillip Reed, Dennis Jay Capriglione, Alan A. Sachs
Hearing Site: St. Louis, MO
Checkmark IconDismissed by Rule 12206

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