Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02875 | 06/05/2015 | Claimant(s): Christopher Wright Claimant Lawyers(s): David B. Helms Respondent(s): Northwestern Mutual Investment Services,, Northwestern Mutual Life Insurance Co. Respondent Lawyers(s): Stefan R. Dandelles Arbitrator(s): Gerald Cohen, Joseph V. Simeri, Julie L. DeWitt Hearing Site: St. Louis, MO | ||
| 12-02024 | 06/24/2014 | Claimant(s): Richard Estes Claimant Lawyers(s): David B. Helms Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Christopher H. Tovar Arbitrator(s): Leah A. Murray, Gerald Cohen, Keith E. Mattern Hearing Site: St. Louis, MO |  | $231,900 |
| 08-00525 | 11/06/2008 | Claimant(s): Josef Westkamp Claimant Lawyers(s): Werner A. Meier Respondent(s): Huntleigh Securities Corporation Respondent Lawyers(s): David B. Helms Arbitrator(s): R. Phillip Reed, Dennis Jay Capriglione, Alan A. Sachs Hearing Site: St. Louis, MO | | Dismissed by Rule 12206 |