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FINRA Awards for Northwestern Mutual Life Insurance Co.

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0287506/05/2015Claimant(s): Christopher Wright
Claimant Lawyers(s): David B. Helms
Respondent(s): Northwestern Mutual Investment Services,, Northwestern Mutual Life Insurance Co.
Respondent Lawyers(s): Stefan R. Dandelles
Arbitrator(s): Gerald Cohen, Joseph V. Simeri, Julie L. DeWitt
Hearing Site: St. Louis, MO

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