Potomac Analytics' Logo

FINRA Awards for Bruce Oakes

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0192801/04/2018Claimant(s): Brent Hoffman
Claimant Lawyers(s): William T. McCartan
Respondent(s): Ernest Fugate, Mary Fugate
Respondent Lawyers(s): Bruce Oakes
Arbitrator(s):
Hearing Site: Kansas City, MO
Checkmark IconExpungement
06-0230408/15/2008Claimant(s): Norman Hellerud
Claimant Lawyers(s): Patrick N. Keegan
Respondent(s): Bruce Oakes
Respondent Lawyers(s): Bruce D. Oakes
Arbitrator(s): Stephen R. Clark, James O. Johnson, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark Icon$0
06-0481308/16/2007Claimant(s): Alan Chepenik, David Benoit
Claimant Lawyers(s): Terrance A. Bostic
Respondent(s): John Lang
Respondent Lawyers(s): Bruce Oakes
Arbitrator(s): Susan Jefferbaum Beck, Bernard Hornick, Cheryl W. Gitlin
Hearing Site: Orlando, FL
Expungement

3 Results

Display: