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FINRA Awards for James H. Jordan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0136905/27/2011Claimant(s): James Jordan
Claimant Lawyers(s): James H. Jordan
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Joseph C. Roberts, Bonny Kathleen Riggs, Laurie E. Law
Hearing Site: Seattle, WA
Checkmark IconStipulated Award and Expungement

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