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FINRA Awards for The William J. Repicci IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0248512/19/2023Claimant(s): William Repicci, The William J. Repicci IRA, The William J. Repicci Roth IRA
Claimant Lawyers(s): Dietrich Peter Epperson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
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