Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02809 | 05/23/2014 | Claimant(s): Douglas Sharon Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc. Respondent Lawyers(s): Gabrielle Gould Arbitrator(s): Lowell D. Johnston, Douglas S. Abel, Daniel F. Morrissey Hearing Site: New York, NY | ||
| 10-05635 | 04/16/2013 | Claimant(s): Dennis Lowery, James Vaughn, Robert Cancellieri Claimant Lawyers(s): Joseph Fogel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Matthew C. Plant Arbitrator(s): Fred S. Pieroni, Jacob Aschkenasy, Douglas S. Abel Hearing Site: New York, NY |  | Expungement |
| 10-00429 | 10/29/2010 | Claimant(s): Estate of Steven Harris Claimant Lawyers(s): Michael J. Sullivan Respondent(s): J. B. Hanauer & Co., RBC Capital Markets LLC Respondent Lawyers(s): Denis C. Dice Arbitrator(s): Edith M. Novack, Douglas S. Abel, Roland E. Wyatt Hearing Site: Newark, NJ |