| 15-02855 | 03/24/2017 | Claimant(s): Elyse Spialter, Howard Spialter
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Linda J. Baer, Neal D. Baker
Hearing Site: Newark, NJ
|  | $19,478 |
| 09-06175 | 12/16/2011 | Claimant(s): Estelle Gangi, William Gangi, William and Estelle Gangi Irrev. Trust
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): Brian Purpura, J.P. Morgan Clearing Corp., J.P. Morgan Securities, Scott Siegel
Respondent Lawyers(s): David B. Wechsler, Timothy E. Di Domenico
Arbitrator(s): Linda T. Pellegrino, Dwight Wassong, Scott M. Pellegrino
Hearing Site: Newark, NJ
| | $0 |
| 10-01209 | 08/03/2011 | Claimant(s): Daniel Kramer
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): Wachovia Securities, Michael Cobb
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Craig Scott Bartlett, Rick F. Suppa, Robert T. Costello
Hearing Site: Newark, NJ
| | $60,000 |
| 08-00086 | 06/30/2009 | Claimant(s): Peter Ramos and Karen Ramos
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): Genworth Financial Securities Corporatio
Respondent Lawyers(s): Richard D. De Vita
Arbitrator(s): Alan Shaw, Philip Rachmelowitz, Stephen L. Lister
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 08-00184 | 03/11/2009 | Claimant(s): George Wolfgang, Est. of George J. Wolgang by Linda Meyer
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): Leslie Shenkler
Respondent Lawyers(s): Leslie M. Greenspan
Arbitrator(s): Garrett J. Dombrowski, Anthony P. Connolly, Edith M. Novack
Hearing Site: Newark, NJ
| | |
