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FINRA Awards for Peter Ramos and Karen Ramos

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0008606/30/2009Claimant(s): Peter Ramos and Karen Ramos
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): Genworth Financial Securities Corporatio
Respondent Lawyers(s): Richard D. De Vita
Arbitrator(s): Alan Shaw, Philip Rachmelowitz, Stephen L. Lister
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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