12-01802 | 08/07/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David J. Sensenig Respondent(s): Robert White Respondent Lawyers(s): John E. Sutherland Arbitrator(s): B. John Dill, David J. Kaufman, Carol Di Natale Hearing Site: Boston, MA
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12-04064 | 08/28/2014 | Claimant(s): Cabot North Orange 17 Claimant Lawyers(s): Howard Smolar Respondent(s): Michael Burwick, Steven L. Falk & Associates Inc. Respondent Lawyers(s): Steven L. Falk, Thomas G. Nicholson Arbitrator(s): Ronald L. Cheney, Sandor I. Rabkin, David J. Kaufman Hearing Site: Boston, MA
| | Expungement |
10-03378 | 10/18/2011 | Claimant(s): Estate of Deborah L. Stein Claimant Lawyers(s): Patrick Gaffney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brady J. Hermann Arbitrator(s): Brian J. Dunn, David J. Kaufman, James Alden Lincoln Hearing Site: Boston, MA
| | $0 |
09-07248 | 07/06/2011 | Claimant(s): Clifford Diver, Elaine Royce, Peter Jenkins, Hans L. Carstensen III, IRA, Michael L. Blau IRA, Nader Darehshori, Thomas J. Bucknum, Besty S. Pollack Trust by Besty S. Polla, Darren R. Scandone Trust by Darren R. Sc Claimant Lawyers(s): Marjorie S. Cooke Respondent(s): Michael Munson, Jefferies & Company. Respondent Lawyers(s): John R. Snyder Arbitrator(s): Nancy E. Watters, David J. Kaufman, Gene M. Bauer Hearing Site: Boston, MA
| | $0 |