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FINRA Awards for Steven L. Falk & Associates Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0406408/28/2014Claimant(s): Cabot North Orange 17
Claimant Lawyers(s): Howard Smolar
Respondent(s): Michael Burwick, Steven L. Falk & Associates Inc.
Respondent Lawyers(s): Steven L. Falk, Thomas G. Nicholson
Arbitrator(s): Ronald L. Cheney, Sandor I. Rabkin, David J. Kaufman
Hearing Site: Boston, MA
Checkmark IconExpungement
10-0407510/04/2012Claimant(s): Cheryl Wittmann, Robert Wittmann
Claimant Lawyers(s): D. Waxton White
Respondent(s): Marilee Hill, Steven L. Falk & Associates Inc.
Respondent Lawyers(s): H. Thomas Fehn, Steven L. Falk
Arbitrator(s): Douglas Earl McLaren, Jane F. Moore, Vicky L. Orem
Hearing Site: Baltimore, MD
Checkmark Icon$61,600

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