Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01675 | 12/04/2013 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): James Valis Respondent Lawyers(s): Sean Carnathan Arbitrator(s): John A. Morin, Robert V. Deiana, James Alden Lincoln Hearing Site: Boston, MA | ||
| 11-04177 | 07/12/2013 | Claimant(s): Joseph Calabrese Claimant Lawyers(s): Jenny L. Margeson Respondent(s): Phillip Cheney, RBC Capital Markets LLC Respondent Lawyers(s): Joseph Keenan Arbitrator(s): Brian J. Dunn, James Alden Lincoln, Steven S. Manos Hearing Site: Boston, MA |  | Expungement |
| 10-03378 | 10/18/2011 | Claimant(s): Estate of Deborah L. Stein Claimant Lawyers(s): Patrick Gaffney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brady J. Hermann Arbitrator(s): Brian J. Dunn, David J. Kaufman, James Alden Lincoln Hearing Site: Boston, MA | | $0 |