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FINRA Awards for Ceros Financial Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0221310/25/2017Claimant(s): Cecil & Mary Ross Revocable Trust
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Ceros Financial Services.
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s):
Hearing Site: Des Moines, IA
Checkmark Icon$0
11-0273711/27/2012Claimant(s): Frances Straccia, Mary Lambert, Ronald Ferrante, Angela Straccia, Mark Straccia, Anne Ferrante, Lambert Family Trust, Mary Beth Lambert Revocable Trust dated, Thomas Lambert QTIP Marital Trust
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Addess Realty, Ceros Financial Services., RedBlack LLC
Respondent Lawyers(s): Cliff G. Anderson, Michael R. Gaico
Arbitrator(s): William H. McCarter, Jane Venckus Zirlis, W. Wright Danenbarger
Hearing Site: Manchester, NH
Checkmark Icon$1,813,200
10-0360002/27/2012Claimant(s): Ceros Financial Services.
Claimant Lawyers(s): Mitchell E. Herr
Respondent(s): Frank Heinemann, Mark Fidelak, Sebastian Ullmann
Respondent Lawyers(s): Brian Kennedy
Arbitrator(s): David Hirschberg, David I. Goldblatt, Barbara Sullivan-Parry
Hearing Site: New York, NY

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