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FINRA Awards for Jiu Zhang

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0091703/09/2016Claimant(s): Jiu Zhang
Claimant Lawyers(s): Stephen A. Katz
Respondent(s): George Carris, Brockington Securities., John Carris Investments LLC
Respondent Lawyers(s): George Carris, Robert Delvecchio
Arbitrator(s): Evdokia Sofos, Lynne M. Reid-McQueen, Alejandro Miguel Garro
Hearing Site: New York, NY
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