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FINRA Awards for Stacy Marcus

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0091108/23/2017Claimant(s): Stacy Marcus
Claimant Lawyers(s): Alexander H. Gardner
Respondent(s): Heron Financial Group LLC
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Howard L. Sobel, Mary Lou McGanney, Ronald Leven
Hearing Site: New York, NY
13-0203404/09/2014Claimant(s): Stacy Marcus, Social Strategy LLC
Claimant Lawyers(s): Stacy Lynn Marcus
Respondent(s): Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): John Telfer, Stephen Grivas
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$22,623

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