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FINRA Awards for Herbert Siegfried Emmrich

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0123110/10/2017Claimant(s): Jarold Stokes
Claimant Lawyers(s): John R. Garner
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): John J. Fitzpatrick, Jonathan H. Krotinger, Herbert Siegfried Emmrich
Hearing Site: San Francisco, CA
12-0220108/26/2014Claimant(s): Bradley Berdow, Christopher Crowson
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Vincent J. Natoli, James M. Goldberg, Herbert Siegfried Emmrich
Hearing Site: Los Angeles, CA

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