| 18-03255 | 03/30/2020 | Claimant(s): Valerie Lupin
Claimant Lawyers(s): Adrienne R. Hahn
Respondent(s): Craig Stevens, J.P. Morgan Securities, Paul San
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): G Thomas Fleming, George L. Tindall, Annette Gres Shepherd
Hearing Site: Los Angeles, CA
|  | $0 |
| 15-00830 | 04/15/2016 | Claimant(s): Nagarajan Ramasamy
Claimant Lawyers(s): Nagarajan Ramasamy
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton Graves
Arbitrator(s): G. Thomas Fleming, Thomas E. Shuck, George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
| 11-03980 | 11/08/2013 | Claimant(s): Dwayne Peltier
Claimant Lawyers(s): Joel W. Baruch
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jennifer L. Nutter
Arbitrator(s): G. Thomas Fleming, Elizabeth A. Copley, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | |
| 10-01435 | 03/09/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher S. Koller
Respondent(s): Donald Limacher
Respondent Lawyers(s): Randall J. Clement
Arbitrator(s): G. Thomas Fleming, Michael G. Clark, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
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