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FINRA Awards for Tim S. Hartzell

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0015512/20/2013Claimant(s): Kay Whitney, Leon Whitney
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Tim S. Hartzell, Charles E. Munson, Arno C. Schwethelm
Hearing Site: Houston, TX
Checkmark IconExpungement
09-0253805/28/2010Claimant(s): Marie Blomker, The Estate of Joseph W. Blomker, The Blomker Family Revocable Trust
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Michael Booker, Financial Synergies Asset Management,
Respondent Lawyers(s): Andrew P. Tower
Arbitrator(s): Tim S. Hartzell, Jeff Kilgore, Robert Alan Meyer
Hearing Site: Houston, TX
Checkmark Icon$0

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