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FINRA Awards for Andrew Dorman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0269310/25/2017Claimant(s): Raymond Seibert
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Sherry Brooker, Cetera Financial Specialists LLC
Respondent Lawyers(s): Andrew Dorman
Arbitrator(s): Leon Fox, Michael Nathanson, Patrick Moran
Hearing Site: Chicago, IL
Checkmark Icon$0
12-0347003/26/2014Claimant(s): Deborah Bernick
Claimant Lawyers(s): Howard S. Meyers
Respondent(s): Andrew Dorman, Anthony Salino, Buckman, Buckman & Reid.
Respondent Lawyers(s): Andrew Dorman, Anthony John Salino, Mark J. Astarita
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
Checkmark Icon$0
09-0300805/05/2010Claimant(s): MIchelle L. Lakeson, William B. Lakeson, Jr.
Claimant Lawyers(s): Fred W DeVore
Respondent(s): Dominique Vercaemert
Respondent Lawyers(s): Andrew Dorman
Arbitrator(s): W. Wells Van Pelt, John H. Griffing, Richard E. Miley
Hearing Site: Charlotte, NC
Checkmark Icon$43,500

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