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FINRA Awards for Simeon Schopf

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0375507/01/2020Claimant(s): Stanley Kulesza
Claimant Lawyers(s): Richard D. DeVita
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): Sam Antar, Scott M. Pellegrino, James M. Rhodes
Hearing Site: Newark, NJ
Checkmark Icon$0
19-0288201/28/2020Claimant(s): Bin Dong
Claimant Lawyers(s): Bin Dong
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
Checkmark Icon$163
17-0343701/07/2019Claimant(s): Aldus Chapin, Chapin Family Trust
Claimant Lawyers(s): Aldus N Chapin
Respondent(s): TD Ameritrade., Citigroup Global Markets.
Respondent Lawyers(s): Richard C. Szuch, Simeon Schopf
Arbitrator(s): Harvey Barrison, Julian F. Santos, Pierre F. de Ravel d'Esclapon
Hearing Site: New York, NY
Checkmark IconExpungement
17-0164212/12/2018Claimant(s): Congregation Machzikei Hadas
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): Ted M. Rosen, Clive I. Morrick, Deborah Nadine Kaminer
Hearing Site: New York, NY
Checkmark Icon$0
16-0208501/17/2017Claimant(s): Yin Lee
Claimant Lawyers(s): Yin Lee
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
Checkmark Icon$0
16-0052009/30/2016Claimant(s): Daniel Conidi
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
Checkmark Icon$600

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