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FINRA Awards for John Frank Bauder

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0067605/15/2014Claimant(s): Richard Fusari
Claimant Lawyers(s): Richard Fusari
Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder
Hearing Site: Tampa, FL
09-0435410/15/2010Claimant(s): Jane Nave, William Nave, Jane Nave Revocable Living Trust, William Nave Revocable Living Trust
Claimant Lawyers(s): Philip J. Synderburn
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrills
Arbitrator(s): Kathryn M. Welsh, Linda M. Pierson, John Frank Bauder
Hearing Site: Tampa, FL
Checkmark IconExpungement

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