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FINRA Awards for Spencer Trask Ventures.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0217001/29/2019Claimant(s): John Fichera, John Hoidas, Lawrence Doody
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): William Vellon, Kingsbury Capital LLC, Spencer Trask Ventures.
Respondent Lawyers(s): Barry M. Bordetsky, Nicholas P. Iavarone
Arbitrator(s): Michael S. Matek, Thomas F. Ryan, Michael Nathanson
Hearing Site: Chicago, IL
07-0275103/16/2009Claimant(s): Santiago Reyes, Mateo Holdings Inc.
Claimant Lawyers(s): Mark F. Raymond
Respondent(s): Spencer Trask Ventures.
Respondent Lawyers(s): Richard Roth
Arbitrator(s): Sanford M. Naiditch, Jonathan E. Perlman, Daniel P. Lund
Hearing Site: Miami, FL
Checkmark Icon$100,000
07-0091309/25/2008Claimant(s): Jerry Engel
Claimant Lawyers(s): M Nelson Segel
Respondent(s): Kevin Kimberlin, William Dioguardi, Spencer Trask Ventures.
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV

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