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FINRA Awards for William Vellon

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0325804/09/2021Claimant(s): Charles Hall
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Asher Wolmark, William Vellon, Kingsbury Capital.
Respondent Lawyers(s): Nicholas P. Iavarone
Arbitrator(s): Gayle B. Carlson, Lane A. Fentriss, Denise Morris Hammond
Hearing Site: Orlando, FL
17-0113911/12/2019Claimant(s): Denise Kappel
Claimant Lawyers(s): Jack Samuel Tenenbaum
Respondent(s): Asher Wolmark, William Vellon, Kingsbury Capital Investment AdvisorsLLC, Kingsbury Capital Securities Inc, Kingsbury Capital., Kingsbury
Respondent Lawyers(s): Corporate Office, Nicholas P. Iavarone, William Vellon
Arbitrator(s): Ray J. Grzebielski, Thomas P. Valenti, Courtney Paige Delaney
Hearing Site: Chicago, IL
14-0217001/29/2019Claimant(s): John Fichera, John Hoidas, Lawrence Doody
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): William Vellon, Kingsbury Capital LLC, Spencer Trask Ventures.
Respondent Lawyers(s): Barry M. Bordetsky, Nicholas P. Iavarone
Arbitrator(s): Michael S. Matek, Thomas F. Ryan, Michael Nathanson
Hearing Site: Chicago, IL

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