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FINRA Awards for William Dioguardi

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0091309/25/2008Claimant(s): Jerry Engel
Claimant Lawyers(s): M Nelson Segel
Respondent(s): Kevin Kimberlin, William Dioguardi, Spencer Trask Ventures.
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV

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