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FINRA Awards for Sanford M. Naiditch

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0275103/16/2009Claimant(s): Santiago Reyes, Mateo Holdings Inc.
Claimant Lawyers(s): Mark F. Raymond
Respondent(s): Spencer Trask Ventures.
Respondent Lawyers(s): Richard Roth
Arbitrator(s): Sanford M. Naiditch, Jonathan E. Perlman, Daniel P. Lund
Hearing Site: Miami, FL
Checkmark Icon$100,000
06-0161512/19/2008Claimant(s): Nancy Wolin
Claimant Lawyers(s): Alicia Santana Torres
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew Thibaut
Arbitrator(s): Sanford M. Naiditch, Brian William Schremp, Kenneth E. Merklen
Hearing Site: Boca Raton, FL
Checkmark Icon$0
05-0636007/02/2008Claimant(s): Ismael Aviles-Torres & Daisy Pastrana
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Ernesto Casco, Frank Bell, Jose Mirabal, New World Financial.
Respondent Lawyers(s): Ernesto J. Casco, F. Richard Bell, Gary S. Artzt, Jose Mirabal
Arbitrator(s): Joseph L. Bernstein, James A. Smith, Sanford M. Naiditch
Hearing Site: Boca Raton, FL
Checkmark Icon$377,955

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