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FINRA Awards for Tracy King

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0254411/21/2017Claimant(s): Tracy King
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Michael L. Lyons
Hearing Site: Louisville, KY

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