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FINRA Awards for Paul M. Friedman

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0138906/17/2022Claimant(s): Nicholas Agnone
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Investors Capital Corp.
Respondent Lawyers(s): David Feldstein, James V. Noblett
Arbitrator(s): Sam Antar, Paul M. Friedman, Evan Powell
Hearing Site: New York, NY
17-0171104/12/2019Claimant(s): Laidlaw & Company (UK) Ltd.
Claimant Lawyers(s): Ross Carmel
Respondent(s): John Marinaccio, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, John Michael Marinaccio
Arbitrator(s): Mark S. Segal, Paul M. Friedman, Dani Schwartz
Hearing Site: New York, NY
16-0372812/18/2017Claimant(s): Stonehaven
Claimant Lawyers(s): Roger E. Barton
Respondent(s): Seer Capital Management
Respondent Lawyers(s): Robert Knuts
Arbitrator(s): Joseph I. Liebman, Sandra Holtzman, Paul M. Friedman
Hearing Site: New York, NY
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