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FINRA Awards for Ken Kavanagh

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0166702/13/2020Claimant(s): Ken Kavanagh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alehandro Schwed
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
18-0084803/15/2019Claimant(s): Ken Kavanagh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): D'Anna Harper
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY

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