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FINRA Awards for John Rauch

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0242302/21/2023Claimant(s): John Rauch
Claimant Lawyers(s): Sandra D Grannum
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum III
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
17-0257808/08/2022Claimant(s): Edward Pesicka, Wendy Pesicka, Edward & Wendy Pesicka
Claimant Lawyers(s): Michael P. Oliverio
Respondent(s): Gregory Pease, Wells Fargo Clearing Services, John Rauch
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
Checkmark Icon$731,587
06-0218911/14/2007Claimant(s): John Rauch
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. Deprez
Arbitrator(s): Lawrence W. Arness, David William Russell, Tim D. Bachus
Hearing Site: Indianapolis, IN
Checkmark Icon$100,300

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