| 22-00111 | 08/04/2022 | Claimant(s): Gregory Crance
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Marvin Kent Speigner
Hearing Site: Birmingham, AL
| | |
| 20-02010 | 02/24/2022 | Claimant(s): Marcy Hill, Estate of Judy McClellan
Claimant Lawyers(s): Kira Fonteneau
Respondent(s): Edward Jones, Robert Hickey, Timothy Dolan
Respondent Lawyers(s): Laura A. Pizzitola, Robert D. Hickey
Arbitrator(s): Victor L. Hayslip, Earle J. Schwarz, Marvin Kent Speigner
Hearing Site: Birmingham, AL
|  | Expungement |
| 19-03519 | 08/04/2021 | Claimant(s): Bradford Kittle
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Marvin Kent Speigner, J. Wesley Romine, Emily Sides Bonds
Hearing Site: Birmingham, AL
| | $0 |
| 19-00271 | 08/30/2019 | Claimant(s): Andrew Kilpatrick
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Gregory Crance, Oneamerica Securities.
Respondent Lawyers(s): Emily Sides Bonds, Julie Wilson Portera
Arbitrator(s): Marvin Kent Speigner
Hearing Site: Birmingham, AL
| | $22,357 |
| 13-02070 | 07/30/2014 | Claimant(s): Michael Ericson, Michael Ericson Executor of Don Ericson, Michael Ericson Executor of Jane Ericson, Michael Ericson Trustee of Don Ericson, Michael Ericson Trustee of Jane Ericson
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Proequities.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Donald Milo Helton, Marvin Kent Speigner, Emily Sides Bonds
Hearing Site: Birmingham, AL
| | $0 |
