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FINRA Awards for Melinda L. Peevy

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0207007/30/2014Claimant(s): Michael Ericson, Michael Ericson Executor of Don Ericson, Michael Ericson Executor of Jane Ericson, Michael Ericson Trustee of Don Ericson, Michael Ericson Trustee of Jane Ericson
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Proequities.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Donald Milo Helton, Marvin Kent Speigner, Emily Sides Bonds
Hearing Site: Birmingham, AL
Checkmark Icon$0
12-0109905/13/2013Claimant(s): Jamie Kaufman, Jeffery Jordan
Claimant Lawyers(s): David P. Meyer
Respondent(s): ProEquities.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Lisa Shusterman, Christy K. Radigan, Regina F. Burch
Hearing Site: Columbus, OH
Checkmark Icon$0
10-0267305/02/2011Claimant(s): John J. Daversa
Claimant Lawyers(s): John J. Daversa
Respondent(s): Kenneth Cole, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Earle J. Schwarz
Hearing Site: Jackson, MS
Checkmark Icon$0
09-0449703/02/2011Claimant(s): Ann Whatley, Bryan Matz, David Yurko, Dawn Funari, Elizabeth Daugherty, Elizabeth Evans, Frank Carter, Helen Reynolds, John Evans, Kathleen Lowe, Katrina Yurko, Kevin Phillips, Kevin Riley, Marcus Funari, Marissa Yurko, Melvin Drukman, Michael Reynolds, Patricia Carter, R. Janet Ridlen, Rita McGinley, et al
Claimant Lawyers(s): John Chapman
Respondent(s): Stephen Wild, Proequities.
Respondent Lawyers(s): Melinda L. Peevy, William G Leonard
Arbitrator(s): Robert A. Dean, Dimitri Angelo Dodys, Alan C. Granath
Hearing Site: Atlanta, GA
Checkmark Icon$187,600
09-0381411/19/2010Claimant(s): Joseph Jefferys
Claimant Lawyers(s): Brian P. Biggins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Truman M. Hogan, W. Sean Kelleher, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
Checkmark Icon$27,160

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