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FINRA Awards for John Chapman

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0337103/10/2016Claimant(s): John Chapman
Claimant Lawyers(s): Amy Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s): Patricia Ann Tracey, Mitchell M. Willoughby, John G. Shamp
Hearing Site: Columbia, SC
09-0449703/02/2011Claimant(s): Ann Whatley, Bryan Matz, David Yurko, Dawn Funari, Elizabeth Daugherty, Elizabeth Evans, Frank Carter, Helen Reynolds, John Evans, Kathleen Lowe, Katrina Yurko, Kevin Phillips, Kevin Riley, Marcus Funari, Marissa Yurko, Melvin Drukman, Michael Reynolds, Patricia Carter, R. Janet Ridlen, Rita McGinley, et al
Claimant Lawyers(s): John Chapman
Respondent(s): Stephen Wild, Proequities.
Respondent Lawyers(s): Melinda L. Peevy, William G Leonard
Arbitrator(s): Robert A. Dean, Dimitri Angelo Dodys, Alan C. Granath
Hearing Site: Atlanta, GA
Checkmark Icon$187,600

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