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FINRA Awards for Kenneth Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0267305/02/2011Claimant(s): John J. Daversa
Claimant Lawyers(s): John J. Daversa
Respondent(s): Kenneth Cole, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Earle J. Schwarz
Hearing Site: Jackson, MS
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