Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00957 | 06/25/2014 | Claimant(s): Edward D. Jones & Co., L.P. Claimant Lawyers(s): Harry D. Frisch Respondent(s): Danny Lugar Respondent Lawyers(s): W. David Paxton Arbitrator(s): Stuart H. Dunn, Arthur J. Salzberg, Ramon M. Brinkman Hearing Site: Richmond, VA | ||
| 13-00939 | 09/25/2013 | Claimant(s): Polly Knoll, SEP IRA Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Daniel Retzke, Edward D. Jones & Co., L.P. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Sheldon I. Saitlin Hearing Site: Milwaukee, WI |  | $19,600 |
| 11-04700 | 08/19/2013 | Claimant(s): Wanda Jeffries Claimant Lawyers(s): Robert A. Kantas Respondent(s): Edward D. Jones & Co., L.P. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Donald Milo Helton, Kenneth M. Jackson, Richard K. Smith Hearing Site: Nashville, TN | | Expungement |