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FINRA Awards for Polly Knoll

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0093909/25/2013Claimant(s): Polly Knoll, SEP IRA
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Daniel Retzke, Edward D. Jones & Co., L.P.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Sheldon I. Saitlin
Hearing Site: Milwaukee, WI
Checkmark Icon$19,600

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