Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01000 | 03/04/2016 | Claimant(s): David Wender, Sam Owen, David F. Wender, M.D. IRA, Sam Bryan Owen, SEP IRA, Newborn Assoc. PA Salary Savings Plan Claimant Lawyers(s): Frank Kim Breese, Joseph C. Peiffer, Judson M. Lee Respondent(s): Fred Brister, Morgan Stanley Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): John C. Burch, Mark A. Myers, James L. Warren Hearing Site: Jackson, MS |  | Expungement |
| 13-00939 | 09/25/2013 | Claimant(s): Polly Knoll, SEP IRA Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Daniel Retzke, Edward D. Jones & Co., L.P. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Sheldon I. Saitlin Hearing Site: Milwaukee, WI | | $19,600 |
| 10-01639 | 01/10/2011 | Claimant(s): Willard Friedman, SEP IRA, William Freidman IRA Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Brewer Financial Services Respondent Lawyers(s): Adam Erickson Arbitrator(s): Roy B. Gonas Hearing Site: Boca Raton, FL | | $85,225 |