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FINRA Awards for Ramon M. Brinkman

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0095706/25/2014Claimant(s): Edward D. Jones & Co., L.P.
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Danny Lugar
Respondent Lawyers(s): W. David Paxton
Arbitrator(s): Stuart H. Dunn, Arthur J. Salzberg, Ramon M. Brinkman
Hearing Site: Richmond, VA
10-0504802/24/2012Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Frederick Facka
Respondent Lawyers(s): Frederick Facka
Arbitrator(s): Glenn H. Catalano, David Paul Clark, Ramon M. Brinkman
Hearing Site: Richmond, VA

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