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FINRA Awards for William E

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0283208/11/2021Claimant(s): Douglas Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): William E, Hopkins
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT

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