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FINRA Awards for Alberto G. Estrella

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0326203/17/2016Claimant(s): Manuel Batlle, Cabat Company
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Randy R. Freedman, Robert G. Falbisaner, Alberto G. Estrella
Hearing Site: San Juan, PR
Checkmark IconStipulated Award and Expungement
12-0349702/09/2015Claimant(s): Oriental Financial Services Corp.
Claimant Lawyers(s): Cassandra Voltaggio
Respondent(s): Jorge Maldonado
Respondent Lawyers(s): Eugenio C. Romero
Arbitrator(s): Nancy J. Cliff, Alberto G. Estrella, Rex D.K. Seymour
Hearing Site: San Juan, PR
06-0433311/20/2007Claimant(s): Javier Covas
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wallstreet Electronica.
Respondent Lawyers(s): Alan Wolper
Arbitrator(s): John N. Breazeale, Alberto G. Estrella, Francisco E. San Miguel
Hearing Site: San Juan, PR
Checkmark Icon$0

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